Thailand: SEC Unveils Best Practices for Foreign Securities/Derivatives Business Operators
The Securities and Exchange Commission (“SEC”) has recently issued a comprehensive article aimed at helping foreign business operators understand the applicable channels for providing services to Thai investors, the scope of legitimate business operations and other requirements for operating business in the Thai market. This initiative is part of Thailand's broader goal to become a financial hub, making it crucial for foreign securities and derivatives businesses to be well-informed about the regulatory landscape.